Torsten Ball will be speaking at AMPS AGM on 3 November 2026
On Friday 13th March AMPS Chair, Claire Trott, took part in a call with the FCA. The aim of the call was to help the FCA understand ...
Member firms operating SIPPs will by now have received a further data request from the FCA on non-standard investments. AMPS was ...
Retirement Outcomes Review AMPS has been having continued dialogue with FCA regarding the definition of a non-advised consumer and ...
The AMPS committee has continued to debate with the FCA some of the requirements arising out of the retirement outcomes review and they have provided the following comment.
Please find below details of recent regulatory activity.
Member firms, particularly platforms, may be interested in this policy statement which deals with the transfer of assets between platforms. This is not specific to pension assets but all assets that a platform might have control over including those sitting in an ISA or GIA. The paper may be of interest in helping to understand what the FCA is seeking to achieve in terms of improving how assets are transferred and the speed at which they are transferred between providers.
FCA would welcome contact from firms in regards to their recently issued Call for Input on Open Finance
The FCA issued the policy statement response to consultation CP19/15 on 17th December 2019. Their rules are as consulted on with ...
Output from the FCA has been muted in the run up to the General Election. Updates below: Research Note: Machine learning in UK ...
With the Senior Manager regime taking effect from this Monday (9th December), it is expected that the information held in the FCA ...
Firms will be aware that under the Retirement Outcomes Review investment pathways will be a required option where the small provider ...
AMPS visited the FCA on 1st November with representatives of the UK Platform Group to discuss the issues around investment due ...
The 2026 Annual General Meeting will take place on Tuesday 3rd November 2026 at IET Savoy Place. The conference will take place in the Turing Lecture Theatre and AMPS will be using the Maxwell Library for catering and exhibitors. This is ... Read More
At AMPS, we expect our members to conduct their business with utmost good faith, integrity and professional competence, being mindful of the well-being of their clients at all times.
Torsten Ball will be speaking at AMPS AGM on 3 November 2026