Annual Conference – High profile speaker confirmed and name to be announced next week! Secure your place now!
Annual Conference May 2026 Agenda
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FCA
Financial Conduct Authority Recent Communications
A recap of recent communications from the FCA.
PS21/21 Stronger nudge – FCA clarification on transactions executed by a financial adviser
The AMPS Committee has queried the differences between the text of PS21/21 and the revised COBS rules as they continue to apply to a ...
Costs, charges, prices, holdings & valuations
Following on from our previous post, we are interested in talking with members about costs and charges and to work together and ...
TLT Presentation on FCA Consumer Duty
The presentation from Noline Matemera, Partner for TLT LLP and Sara Evans, Senior Professional Support Lawyer for TLT LLP, delivered ...
FCA Consumer Duty Presentation Reminder
Don't forget to register for a virtual seminar with TLT LLP to take a closer look at the FCA’s proposals to introduce a Consumer Duty ...
FCA Covid 19 Liquidity Survey
During the committee's regular FCA call today, we were informed that the FCA are undertaking a re-run of their liquidity survey. The ...
FCA – Portfolio letter for SIPP operators
Firms will no doubt have seen the ‘Dear CEO’ letter issued by the FCA at the start of December under the title ‘Portfolio letter for ...
FCA Request – Impact of EEA Bank Account Closures
Good Morning all We have received the below from the FCA, if you want to respond then please just drop me a line at ...
Customer outcomes – acceptance of signed documents
In the last few days we have issued a number of updates from the FCA and various other agencies regarding the COVID-19 outbreak and ...
AMPS & FCA call re Covid-19
On Friday 13th March AMPS Chair, Claire Trott, took part in a call with the FCA. The aim of the call was to help the FCA understand ...
FCA data request non-standard investments
Member firms operating SIPPs will by now have received a further data request from the FCA on non-standard investments. AMPS was ...
Regulatory review February 2020
Retirement Outcomes Review AMPS has been having continued dialogue with FCA regarding the definition of a non-advised consumer and ...
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To be eligible for Full membership a firm must either be the operator or professional trustee of a registered pension scheme; for Associate membership a firm must provide services to pension schemes. Membership of the Association is at the absolute discretion of the Committee.
AMPS Seminar & AGM 2026
The 2026 Annual General Meeting will take place on Tuesday 3rd November 2026 at IET Savoy Place. The conference will take place in the Turing Lecture Theatre and AMPS will be using the Maxwell Library for catering and exhibitors. This is ... Read More
Member Companies
At AMPS, we expect our members to conduct their business with utmost good faith, integrity and professional competence, being mindful of the well-being of their clients at all times.