AMPS restructuring meeting and Annual Conference reminder along with relevant links.
Important Reminders
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FCA
Regulatory reviews September 2019
• CP19/27 Quarterly consultation No 25 - published 6/9/19 The consultation provides an update to the Retirement Outcomes policy ...
Regulatory Reviews August 2019
• Vulnerable clients Unfortunately, the FCA have declined our request for a speaker at the compliance seminar. However, AMPS is ...
CP19/15 IGC extension of remit
AMPS has submitted it's response to CP19/15 and a copy is saved in the Library. Whilst we await the Policy Statement it feels ...
The Directory – FAQS published by FCA
ILAG have passed us some information from the FCA in relation to the new FCA Directory. The FCA have published some FAQs which are ...
CP19/20 Our Framework: Assessing Adequate Financial Resources
On 13th June, the FCA published a new consultation setting out their views on how firms need to assess their financial resources. This ...
Regulatory reviews June 2019
• CP19/15 Independent Governance Committees – closes 15th July 2019 https://www.fca.org.uk/publication/consultation/cp19-15.pdf A ...
Regulatory Reviews May 2019
Yet another very busy period of output from the FCA. Committee responded to CP19/5 Retirement Outcomes Review and a copy of the ...
Dear CEO letter – DB transfers – FCA response
The FCA have responded to our request for additional clarity around the Dear CEO letter and the comments made in press articles around ...
Dear CEO letter – Managing the risks of Defined Benefits to Defined Contribution transfers – Update
This last week, AMPS has spoken with FCA on a number of issues but with the principal objective of discussing the recent publication ...
Dear CEO letter – Managing the risks of Defined Benefits to Defined Contribution transfers
Member firms may have seen the recent Citywire/New Model Adviser article regarding the FCA publication of a Dear CEO letter relating ...
Regulatory Reviews March 2019
Another busy month in terms of output from the FCA with committee discussing input to new and existing consultations and resultant ...
Consultation Reviews Feb 2019
This last month saw a couple of documents issued in relation to the FSCS. The first of these was: • CP19/9 FSCS levy paper This ...
JOIN THE ASSOCIATION OF MEMBER-DIRECTED PENSION SCHEMES TODAY
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To be eligible for Full membership a firm must either be the operator or professional trustee of a registered pension scheme; for Associate membership a firm must provide services to pension schemes. Membership of the Association is at the absolute discretion of the Committee.
AMPS Seminar & AGM 2026
The 2026 Annual General Meeting will take place on Tuesday 3rd November 2026 at IET Savoy Place. The conference will take place in the Turing Lecture Theatre and AMPS will be using the Maxwell Library for catering and exhibitors. This is ... Read More
Member Companies
At AMPS, we expect our members to conduct their business with utmost good faith, integrity and professional competence, being mindful of the well-being of their clients at all times.